FinTech Law · SKU C1
Regulatory Path Outline — $7,500
A written regulatory path memo with practical guidelines for staying on that path — enriched by a quick look at documents you provide, not a full review-and-comment pass.
Questions? contact@fintechlaw.ai
Who it's for
Managers and platforms that need a clear Advisers Act / registration path in writing, with guardrails for staying on it, before hiring a full registration package.
What's included
- Kickoff to lock facts and questions
- Optional: 3–5 supporting documents for consideration / enrichment in the memo (not review-and-comment; not a diligence or redline engagement)
- Written regulatory path outline + guidelines for staying on the path
- Close conference on the memo deliverable
- Turnaround SLA on the memo (confirmed at kickoff)
What's not included
- Line-by-line review or comments on your documents
- Preparing or filing Form ADV / IARD
- Compliance manual build-out or ongoing CCO work
Related engagements
- Ready to register? ($8,500) RIA / ERA Registration
- Still exploring? ($1,500) Paid Diagnostic