FinTech Law · SKU C2
RIA / ERA Registration — $8,500
A fixed-fee registration package: Form ADV Parts 1–3 (as applicable), draft policies and procedures, investment management agreement, and assistance with submission.
Questions? contact@fintechlaw.ai
Who it's for
Advisers ready to register (SEC or state, including internet-adviser paths where they apply) who want a scoped package instead of open hourly.
What's included
- Form ADV Parts 1–3 (as applicable to your path)
- Draft policies and procedures
- Investment management agreement
- Assistance with submission
- Kickoff and close on the defined package
Note on complexity
Typical engagements land at $8,500. Expanded deliverables are quoted before we start that work.
What's not included
- Formation of entities
- Other contracts (beyond the IMA in this package)
- Unlimited examiner rounds or exam defense (quoted if needed)
- Integrated GTM / website builds (separate when bundled)
Related engagements
- Need the memo first? ($7,500) Regulatory Path Outline