FinTech Startup Regulatory Path
$1,500
Investment adviser threshold question
FinTech Law · Fixed engagements
Fixed engagements for fund managers, RIAs, and fintech builders
Clear scope. Clear price. Legal judgment where it changes the outcome.
FinTech Law sells defined engagements — not open-ended hourly conversations. Pick the engagement that matches where you are.
Hourly counsel is available when a package does not fit; it is the exception, not the lead offer.
How we work
- Scope and price are set before work starts.
- After a few short intake questions, one complimentary 30-minute intro is available for buyers ready for an engagement of $7,500 or more.
- Work outside a package is quoted before it starts.
Engagements
Emerging Manager Launch Kit (SPV)
$7,500
SPV docs + Form D / Blue Sky path
Regulatory Path Outline
$7,500
A written regulatory path, and how to stay on it
RIA / ERA Registration
$8,500
Form ADV, policies, and your advisory agreement
Private Fund Formation
from ~$18,000
Formation documents, PPM, and subscription documents
SAFE Round
$4,500
A standard 506(b) post-money SAFE round
Priced Seed
$15,000
A company-side Series Seed round up to $5M
Custom Formation
From $4,500, quoted after scoping
A formation that needs a custom legal structure
Still sorting SEC RIA, ERA, or state? Try the Registration Path Scorecard — a paid first-read path map upstream of counsel. Registration Path Scorecard.