FinTech Law · Fixed engagements

Fixed engagements for fund managers, RIAs, and fintech builders

Clear scope. Clear price. Legal judgment where it changes the outcome.

FinTech Law sells defined engagements — not open-ended hourly conversations. Pick the engagement that matches where you are.

Hourly counsel is available when a package does not fit; it is the exception, not the lead offer.

How we work

  1. Scope and price are set before work starts.
  2. One complimentary 30-minute intro is for buyers ready for an engagement of $7,500 or more, or for clients who purchase the Paid Diagnostic and convert into a launch or registration package.
  3. Work outside the package is billed at our then-current hourly rate.

Engagements

Still sorting SEC RIA, ERA, or state? Try the Registration Path Scorecard — a paid first-read path map upstream of counsel. Registration Path Scorecard.

Prices are typical fixed fees for the described scope. Complexity, multi-state footprints, examiner rounds, or expanded deliverables may require a custom quote.

Hourly counsel (when a package does not fit) is billed at $555/hour through 2026-12-31, then $695/hour from 2027-01-01.